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March 2026: New journal article of the IEEE Transactions on Control Systems Technology

Safe and Non-Conservative Contingency Planning via Online Learning-Based Reachable Set Barriers

This paper tackles the fundamental challenge of balancing safety and driving efficiency when autonomous vehicles interact with human-driven vehicles exhibiting uncertain, time-varying behaviors.

The Challenge: Human drivers have diverse, unpredictable behaviors. Worst-case assumptions lead to overly conservative driving, while ignoring uncertainty risks collisions. Traditional methods struggle to adapt online to evolving uncertainty estimates.

Our Approach: We developed a real-time contingency trajectory optimization framework that:

  • Uses event-triggered online learning to dynamically refine estimates of human driver behavior (control-intent sets)
  • Propagates Forward Reachable Sets (FRS) as ellipsoidal over-approximations of where humans could be
  • Enforces safety through FRS-based barrier constraints that guarantee collision avoidance without relying on accurate trajectory predictions
  • Jointly optimizes a nominal performance trajectory and a safety contingency trajectory via consensus ADMM

Key Results:

  • Zero collisions in tested scenarios versus 18-27% collision rates for baselines
  • 31% lower peak longitudinal jerk, 18.3% lower lateral jerk than ST-RHC
  • 14-20% higher average speed than conservative baselines
  • 64.4% reduction in lateral jerk versus uncertainty-aware baseline
  • Real-time performance (34 ms average solve time) validated on 1:10 scale robots with aggressive human driver behaviors

The framework adapts safety margins automatically based on observed driver behavior — maintaining efficiency with predictable drivers while expanding safety buffers for erratic ones — all while preserving formal safety guarantees.

Lei Zheng
Research Fellow

My research interests include robotics, autonomous driving, robot safety, motion planning and safe learning-based control.

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